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Biometrics

Access control · 3 min read

Your body as a key

Unlocking your phone with your face or thumb is biometrics. When you set it up, the phone records your features as a template. Each time you unlock it, it compares a fresh scan with the template and lets you in if they’re close enough.

  1. Enrolment: after your identity is checked, your characteristic is captured several times and stored as a template.
  2. Verification: a new sample is compared with the template. If the match score passes the threshold, you’re in.

“Close enough” is the tricky bit. No two scans are ever identical, so the system has to decide how strict to be.

Two kinds of mistake

MeasureMeaning
False rejection rate (FRR), type I errorHow often genuine users are wrongly rejected
False acceptance rate (FAR), type II errorHow often impostors are wrongly accepted
Crossover error rate (CER), or equal error rate (EER)The point where FAR and FRR are equal

For security, false acceptance is the serious one: an impostor gets in. False rejection mainly annoys people and hurts productivity.

The crossover error rate

As sensitivity rises, false acceptance falls and false rejection rises; they cross at the CER.
  • Make the system stricter and fewer impostors get in (FAR falls), but more genuine users are rejected (FRR rises).
  • Make it looser and the opposite happens.
  • Where the two lines cross is the CER. It’s the best single number for comparing systems, and lower is better.

Types of biometric

Physiological biometrics such as retina, iris and fingerprint compared with behavioural ones such as voice and signature.

Physiological (what your body is), generally more accurate:

  • Retina scan: the blood vessel pattern at the back of the eye. Very accurate, but intrusive, so user acceptance is low.
  • Iris scan: patterns in the coloured part of the eye. Very accurate, less intrusive.
  • Fingerprint: widely used and accepted.
  • Palm vein and hand geometry.
  • Face recognition: convenient, but affected by lighting and ageing, with privacy concerns.

Behavioural (what you do), generally less accurate: voice, signature dynamics, keystroke dynamics.

Risks of data you can’t change

You can reset a password. You can’t reset a fingerprint.

Biometric risks and controls: spoofing, template theft, privacy, replay and single factor.
  • Spoofing with photos, moulds or recordings: use liveness detection.
  • Template theft: templates are sensitive personal data. Encrypt them, store them securely (ideally on the device), and don’t keep raw images.
  • Privacy: biometric data is special category data under GDPR, needing a legal basis and safeguards.
  • Replay attacks: protect the link between the reader and the matcher.
  • Single factor: for high security, combine biometrics with another factor.

Example. A data centre’s fingerprint readers reject authorised staff several times a day, so the security team lowers the sensitivity. Complaints stop, but the FAR rises. The auditor asks whether the change was risk-assessed, and recommends a second factor (badge plus fingerprint) instead of lowering sensitivity.

How the exam asks about it

If the question asks…The answer is usually…
Most important biometric performance measureCrossover / equal error rate (lower is better)
Most serious biometric error for securityFalse acceptance (type II)
Type I errorFalse rejection
Effect of increasing sensitivityLower FAR, higher FRR
Highly accurate but least accepted biometricRetina scan
Control against spoofed fingerprintsLiveness detection

In short

  • Biometric systems enrol a user's characteristic as a template and compare later samples against it.
  • False rejection rate (FRR, type I error) is how often legitimate users are rejected; false acceptance rate (FAR, type II error) is how often impostors are accepted.
  • Raising sensitivity lowers FAR but raises FRR; lowering it does the opposite.
  • The crossover (equal) error rate, CER or EER, is where FAR equals FRR; the lower the CER, the more accurate the system.
  • From a security perspective, false acceptance is the most serious error.
  • Physiological biometrics (fingerprint, iris, retina, face, palm) are generally more accurate than behavioural ones (voice, signature, keystroke).
  • Biometric data is sensitive personal data and can't be changed if compromised; templates must be protected.

Exam traps

  • Type I = false rejection; Type II = false acceptance. Type II is worse for security.
  • Best overall measure of accuracy: CER. Lower is better.
  • Retina scanning is highly accurate but intrusive, with low user acceptance.
  • Biometrics should usually be combined with another factor, not used alone for high-security access.
  • Liveness detection is needed to resist spoofing with photos, moulds or recordings.

Slides

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CISA · Domain 5 · Access control

Biometrics

Using your body to prove who you are: how biometric matching works, the two kinds of error and why one is worse, the crossover rate, the types of biometric, and the risks of data you can't change.

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